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FINRA Says High Court Appeal Shouldn't Stop Broker's Case

By Jessica Corso ( March 7, 2025, 9:33 PM EST) -- The Financial Industry Regulatory Authority told the U.S. Supreme Court on Friday that it would like to move forward with disciplinary proceedings against a broker currently challenging the organization's constitutionality before the high court, arguing that the broker doesn't face the immediate harm of expulsion from the industry while the case is pending....

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